Investor Charter - Raya Capital

INVESTOR CHARTER FOR RESEARCH ANALYSTS

Raya Capital

Proprietor: Rahul Pahuja

SEBI Registration No.: INH000029467

Registered Office: H-213, Sector-63, Noida – 201301

Email: rayacapital06@gmail.com | Contact No.: 9910117573

Vision

Invest with knowledge & safety.

Mission

Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

Details of Business Transacted

Raya Capital, a proprietorship concern of Rahul Pahuja , is a SEBI Registered Research Analyst bearing SEBI Registration No. INH000029467 .

Provides research services in accordance with the applicable provisions of the SEBI (Research Analysts) Regulations, 2014, and applicable guidelines.

1. Onboarding of Clients

Investors shall be provided with applicable terms and conditions. The process includes KYC requirements and obtaining client consent before rendering services or charging fees.

2. Research Services

  • Research reports & recommendations
  • Equity and security research
  • Sector/theme-based research

3. Fees and Charges

Fees shall be charged in accordance with SEBI regulations and agreed terms. Structures are communicated transparently before service availing.

Rights of Investors

Receive fair, transparent and unbiased research services.
Receive adequate information regarding the Research Analyst.
Receive information regarding applicable fees and charges.
Receive applicable disclosures regarding conflicts of interest.
Approach grievance redressal mechanisms (SCORES/ODR).

Investors' Responsibilities

Provide accurate KYC information and documents.
Understand that investments are subject to market risks.
Independently assess suitability of recommendations.
Use official communication channels only.
Preserve invoices, reports and payment records.

Do's and Don'ts for Investors

✓ Do's

  • Verify SEBI registration status before availing services.
  • Read all terms and conditions carefully.
  • Review risk and conflict-of-interest disclosures.
  • Keep records of all payments and communications.

✕ Don'ts

  • Do not assume recommendations guarantee profits.
  • Do not share passwords or confidential credentials.
  • Do not make payments to unauthorized persons.
  • Do not rely on promises of assured returns.

Grievance Redressal Mechanism

Raya Capital is committed to providing an effective mechanism for the timely resolution of investor grievances.

Primary Contact

Rahul Pahuja (Proprietor / Principal Officer)

Email: rayacapital06@gmail.com

Contact: 9910117573

Address: H-213, Sector-63, Noida – 201301

SEBI SCORES

Lodge complaints through the SEBI Complaints Redress System.

Visit SCORES

Online Dispute Resolution

Access the ODR mechanism in accordance with the prescribed framework.

Access ODR Platform

Investor Grievance Disclosure

Complaint data updated by the 7th day of the succeeding month.

View Monthly Complaint Data

AI Usage Disclosure

Disclosure of Artificial Intelligence (AI) tools used in research services.

[Actual description of AI usage to be inserted here]

Annual Compliance Audit

Status of annual compliance audit and action taken on findings.

FY 2023-24: Completed / Pending

Risk Disclosure

Investments in securities market are subject to market risks. Read all the related documents carefully before investing.

Past performance does not necessarily indicate future results. Research recommendations are based on analysis at the relevant time and are not a guarantee of returns.

Conflict of Interest Disclosure

Raya Capital shall make appropriate disclosures regarding actual or potential conflicts of interest and financial interests in accordance with SEBI regulations. This includes financial interests in securities, material conflicts, and interests of associates/related entities.